The Martens Clause and War Crimes in Hawai‘i

The term “war crimes” was not coined until 1919 after the First World War ended in Europe. A common misunderstanding is that individuals whose criminal conduct constituted a war crime could only be prosecuted if that conduct arose after 1919. This is not the case because under the principles of international law, war crimes could have been committed since, at least, 1874, when delegates of fifteen European States gathered in Brussels, Belgium, at the request of Russia’s Czar Alexander II, in order to draft an international agreement concerning the laws and customs of war.

Among these fifteen States an agreement was made, but it wasn’t ratified by these States. It did, however, lead to the adoption of the Manual of the Laws and Customs of War at Oxford in 1880. Both the Brussels Declaration and the Oxford Manual formed the basis of the two Hague Conventions of 1899 and 1907.

At the Peace Conference held in The Hague, Netherlands in 1899, countries from across the world met in order to codify what was already accepted as customary international law regarding the rules of warfare and occupation, which is known today as international humanitarian law. The cornerstone of international humanitarian law during the occupation of a State is the duty of the occupying State to administer the laws of the occupied State, which is reflected in Article 43 of the 1899 Hague Convention, II.

Article 43 states, “The authority of the legitimate power having actually passed into the hands of the occupant, the latter shall take all steps in his power to re-establish and insure, as far as possible, public order and safety, while respecting, unless absolutely prevented, the laws in force in the country.” This article is a combination of Article 2, “The authority of the legitimate Power being suspended and having in fact passed into the hands of the occupants, the latter shall take all the measures in his power to restore and ensure, as far as possible, public order and safety,” and Article 3, “With this object he shall maintain the laws which were in force in the country in time of peace, and shall not modify, suspend or replace them unless necessary,”  of the 1874 Brussels Declaration. The Brussels Declaration was referenced in the Preamble of the 1899 Hague Convention, II. Article 43 was restated in the 1907 Hague Convention, IV.

Although the United States signed and ratified both the 1899 and the 1907 Hague Regulations, which post-date the occupation of the Hawaiian Islands, the “text of Article 43,” according to Benvenisti, author of The International Law of Occupation (1993), p. 8, “was accepted by scholars as mere reiteration of the older law, and subsequently the article was generally recognized as expressing customary international law.” Graber, author of The Development of the Law of Belligerent Occupation: 1863-1914 (1949), p. 143, also states, that “nothing distinguishes the writing of the period following the 1899 Hague code from the writing prior to that code.”

As an occupying State, the United States was obligated to establish a military government, whose purpose would be to provisionally administer the laws of the occupied State—the Hawaiian Kingdom—until a treaty of peace or agreement to terminate the occupation has been done. According to United States Army Field Manual 27-10 (1956), sec. 362, “Military government is the form of administration by which an occupying power exercises governmental authority over occupied territory.” The administration of occupied territory is set forth in the Hague Regulations, being Section III of the 1907 HC IV. According to Schwarzenberger, author of “The Law of Belligerent Occupation: Basic Issues,” 30 Nordisk Tidsskrift Int’l Ret (1960), p. 11, “Section III of the Hague Regulations … was declaratory of international customary law.”

Also, consistent with what was generally considered the international law of occupation in force at the time of the Spanish-American War, the “military governments established in the territories occupied by the armies of the United States were instructed to apply, as far as possible, the local laws and to utilize, as far as seemed wise, the services of the local Spanish officials (Munroe Smith, “Record of Political Events,” 13(4) Political Science Quarterly (1898), 745, p. 748).”

Many other authorities also viewed the 1907 Hague Regulations as mere codification of customary international law, which was applicable at the time of the overthrow of the Hawaiian government and subsequent occupation. These include: Gerhard von Glahn, The Occupation of Enemy Territory: A Commentary on the Law and Practice of Belligerent Occupation (1957), 95; David Kretzmer, The Occupation of Justice: The Supreme Court of Israel and the Occupied Territories (2002), 57; Ludwig von Kohler, The Administration of the Occupied Territories, vol. I, (1942) 2; United States Judge Advocate General’s School Tex No. 11, Law of Belligerent Occupation (1944), 2 (stating that “Section III of the Hague Regulations is in substance a codification of customary law and its principles are binding signatories and non-signatories alike”).

The contracting States to the 1899 Hague Convention, II, also recognized that they were codifying existing customary international law and not creating new law. In its Preamble, it states, “Until a more complete code of the laws of war is issued, the High Contracting Parties think it right to declare that in cases not included in the Regulations adopted by them, populations and belligerents remain under the protection and empire of the principles of international law, as they result from the usages established between civilized nations, from the laws of humanity, and the requirements of the public conscience.” This particular provision of the Preamble has come to be known as the Martens clause. Professor von Martens was the Russian delegate at the 1899 Hague Peace Conference, that recommended this provision be placed in the Preamble after the delegates were unable to agree on the status of civilians who took up arms against the occupying State.

The Commission on the Responsibility of the Authors of the War and on Enforcement of Penalties was established at the Paris Peace Conference in 1919 after World War I. Its role was to investigate the allegations of war crimes and recommend who should be prosecuted. In its report (Pamphlet No. 32, p. 18), the Commission identified 32 war crimes, two of which were “usurpation of sovereignty during military occupation” and “attempts to denationalise the inhabitants of occupied territory.”

Although these crimes were not specifically identified in 1899 Hague Convention, II, or the 1907 Hague Convention, IV, the Commission relied solely on the Martens clause in the 1899 Hague Convention, II. In other words, the Commission concluded that the war crimes of “usurpation of sovereignty during military occupation” and “attempts to denationalise the inhabitants of occupied territory” were recognized under principles of international law since at least the 1874 Brussels Declaration.

Under the war crime of usurpation of sovereignty during military occupation, the Commission concluded that from 1915-1918, Bulgaria engaged in criminal conduct when it “Proclaimed that the Serbian State no longer existed, and that Serbian territory had become Bulgarian,” and that “official orders show efforts of Bulgarisation (Pamphlet No. 32, p. 38).” The Commission also concluded Bulgaria committed the following acts of usurpation of sovereignty:

  • Serbian law, courts, and administration ousted
  • Taxes collected under Bulgarian fiscal regime
  • Serbian currency suppressed
  • Public property removed or destroyed, including books, archives and MSS (g., from the National Library, the University Library, Serbian Legation at Sofia, French Consulate at Uskub)
  • Prohibited sending Serbian Red Cross to occupied Serbia

The Commission also concluded that Austrian and German authorities also engaged in the following criminal conduct of usurpation of sovereignty during military occupation from 1915 to 1918 during the occupation of Serbia (Pamphlet No. 32, p. 38).

  • The Austrians suspended many Serbian laws and substituted their own, especially in penal matters, in procedure, judicial reorganization, &c.
  • Museums belonging to the State (g., Belgrade, Detchani) were emptied and the contents taken to Vienna

Under the war crime of attempts to denationalize the inhabitants of occupied territory, the Commission concluded that from 1915-1918, Bulgaria engaged in the following criminal conduct in occupied Serbia (Pamphlet No. 32, p. 39).

  • Efforts to impose their national characteristics on the population
  • Serbian language forbidden in private as well as official relations
  • People beaten for saying “Good morning” in Serbian
  • Inhabitants forced to give their names a Bulgarian form
  • Serbian books banned—were systematically destroyed
  • Archives of churches and law courts destroyed
  • Schools and churches closed, sometimes destroyed
  • Bulgarian schools and churches substituted—attendance at school made compulsory
  • Population forced to be present at Bulgarian national solemnities

The Commission also concluded that Austrian and German authorities also engaged in the following criminal conduct of attempts to denationalize the inhabitants of occupied territory from 1915 to 1918 during the occupation of Serbia (Pamphlet No. 32, p. 39).

  • Austrians and Germans interfered with religious worship, by deportation of priests and requisition of churches for military purposes
  • Interfered with use of Serbian language

The prosecution of German officials and their Allies for war crimes committed during World War I, however, was dismal. Of 5,000 individuals reported for war crimes only 12 were tried and 6 were convicted. Despite this failure, it was the beginning of imposing criminal liability on individuals for violations of international law that eventually became firmly grounded after the Second World War, which led to war crimes legislation in countries who were contracting parties to the 1949 Geneva Conventions, and also the establishment of the International Criminal Court.

Under the principles of international law, officials of the United States were capable of committing war crimes when the Hawaiian Kingdom was first invaded on January 16, 1893 and occupied since January 17 when the Hawaiian government was unlawfully seized. The criminal conduct committed by German, Austrian and Bulgarian officials against Serbia and its people during the First World War (1914-1918) are very similar to the criminal conduct by the United States since January 16, 1893 against the Hawaiian Kingdom and its people.

First Sitting of the International Commission of Inquiry on ‘Iolani Palace Grounds

The International Commission of Inquiry in Incidents of War Crimes in the Hawaiian Islands—The Larsen Case that stems from the Larsen v. Hawaiian Kingdom arbitration held at the Permanent Court of Arbitration from 1999-2001, will be holding its first hearing on the grounds of ‘Iolani Palace at the Kana‘ina Building on January 16 and 17, 2018.

The hearing will be closed to the public, but the proceedings will be live streamed on the Internet. At the core of these proceedings will be the unlawful imposition of American laws that led to the unfair trial, unlawful confinement and pillaging of Lance Paul Larsen, a Hawaiian subject and victim of war crimes committed against him by the United States through its armed force—the State of Hawai‘i. These war crimes were committed in 1999.

These two days will mark 125 years of the American invasion of the Hawaiian Kingdom on January 16th and the conditional surrender of the Hawaiian government by Queen Lili‘uokalani on January 17th calling upon the President of the United States to investigate the unlawful actions taken by its diplomat who ordered the landing of U.S. troops. While in the Palace, the Queen drafted the following conditional surrender to the United States:

After investigating the overthrow of the Hawaiian government, President Cleveland notified Congress on December 18, 1893, that the “military demonstration upon the soil of Honolulu was of itself an act of war.” Cleveland noted “that on the 16th day of January, 1893, between four and five o’clock in the afternoon, a detachment of marines from the United States steamer Boston, with two pieces of artillery, landed at Honolulu. The men, upwards of 160 in all, were supplied with double cartridge belts filled with ammunition and with haversacks and canteens, and were accompanied by a hospital corps with stretchers and medical supplies.” He then concluded that by “an act of war, committed with the participation of a diplomatic representative of the United States and without authority of Congress, the Government of a feeble but friendly and confiding people has been overthrown.”

Under international law, when a Head of State concludes that an act of war was committed by its military on foreign soil it changes the state of affairs from a state of peace to a state of war. According to McDougal and Feliciano, authors of “The Initiation of Coercion: A Multi-temporal Analysis,” 52 American Journal of International Law (1958) p. 247, a state of war “automatically brings about the full operation of all the rules of war and neutrality.” And, according to Venturini, author of “The Temporal Scope of Application of the Conventions,” in Andrew Clapham, Paola Gaeta, and Marco Sassòli (eds), The 1949 Geneva Conventions: A Commentary (2015), p. 52, if “an armed conflict occurs, the law of armed conflict must be applied from the beginning until the end, when the law of peace resumes in full effect.”

Koman, author of The Right of Conquest: The Acquisition of Territory by Force in International Law and Practice (1996), p. 224, states that “the laws of war … continue to apply in the occupied territory even after the achievement of military victory, until either the occupant withdraws or a treaty of peace is concluded which transfers sovereignty to the occupant.” In the Tadić case, decision on the Defense Motion for Interlocutory Appeal on Jurisdiction (Appeals Chamber), October 2, 1995, §70, the International Criminal Court for the Former Yugoslavia indicated that the laws of war—international humanitarian law—applies from “the initiation of … armed conflicts and extends beyond the cessation of hostilities until a general conclusion of peace is reached.”

The political determination by President Cleveland, regarding the actions taken by the military forces of the United States since January 16, 1893, was the same as the political determination by President Roosevelt regarding actions taken by the military forces of Japan on December 7, 1945 in its attack of Pearl Harbor. On December 8, 1941, President Roosevelt notified Congress:

“Yesterday, December 7th, 1941—a date which will live in infamy—the United States of America was suddenly and deliberately attacked by naval and air forces of the Empire of Japan. The United States was at peace with that nation… [and] since the unprovoked and dastardly attack by Japan on Sunday, December 7th, 1941, a state of war has existed between the United States and the Japanese Empire.”

Both political determinations by these Presidents created a “state of war” for the United States under international law. Japan entered into a peace treaty in 1951, which came into effect the following year. However, there is no treaty of peace between the Hawaiian Kingdom and the United States. Consequently, the United States was bound by customary international law to administer the laws of the Hawaiian Kingdom until a peace treaty has been negotiated. After Japan signed a treaty of surrender in 1945, the United States occupied Japan until 1952 whereby a military government was formed, with General MacArthur as its military governor, and who administered Japanese law and not American law.

The deliberate failure by the United States to administer Hawaiian Kingdom law has led to the unlawful imposition of American laws in the Hawaiian Kingdom that formed the basis of the dispute between Lance Larsen, a Hawaiian subject, and the Provisional Government of the Hawaiian Kingdom in Larsen v. Hawaiian Kingdom at the Permanent Court of Arbitration, The Hague, Netherlands. The unlawful imposition of American laws within Hawaiian territory is the war crime of “usurpation of sovereignty” of the occupied State. And the failure to comply with the law of occupation in the administration of Hawaiian Law according to Article 43 of the 1907 Hague Convention, IV, is a war crime as well.

Commission of Inquiry Formed: Professor Schabas Final Commissioner Appointed

Professor William Schabas is the final commissioner to be appointed as a member of the International Commission of Inquiry in Incidents of War Crimes in the Hawaiian Islands—The Larsen Case that stems from the Larsen v. Hawaiian Kingdom arbitration held at the Permanent Court of Arbitration from 1999-2001. Professor Schabas was appointed by the Provisional Government of the Hawaiian Kingdom and Dexter Kaiama, attorney for Lance Larsen, on October 14, 2017.

The Commission of Inquiry has been duly constituted which comprises of Professor Schabas from Middlesex University London and the University of Leiden, Professor Pierre D’Argent from the  University of Louvain and Professor Jean d’Aspremont from the University of Manchester.

In these proceedings, the Provisional Government of the Hawaiian Kingdom is represented by Dr. Keanu Sai, as Agent, Professor Federico Lenzerini, Ph.D., as Deputy-Agent, and Ben Emmerson, QC, from the Matrix Chambers in London, as Counsel.

William Schabas is professor of international law at Middlesex University in London. He is also professor of international criminal law and human rights at the University of Leiden. Professor Schabas is also emeritus professor of human rights law at the National University of Ireland Galway and honorary chairman of the Irish Centre for Human Rights, invited visiting scholar at the Paris School of International Affairs (Sciences Politiques), honorary professor at the Chinese Academy of Social Sciences in Beijing, visiting fellow of Kellogg College of the University of Oxford, visiting fellow of Northumbria University, and professeur associé at the Université du Québec à Montréal. Prof. Schabas is a ‘door tenant’ at the chambers of 9 Bedford Row, in London.

Professor Schabas holds BA and MA degrees in history from the University of Toronto and LLB, LLM and LLD degrees from the University of Montreal, as well as honorary doctorates in law from several universities. He is the author of more than twenty books dealing in whole or in part with international human rights law, including: The Universal Declaration of Human Rights: travaux préparatoires (Cambridge: Cambridge University Press, 2013); Unimaginable Atrocities, Justice, Politics and Rights at the War Crimes Tribunals (Oxford: Oxford University Press, 2012), The International Criminal Court: A Commentary on the Rome Statute (Oxford: Oxford University Press, 2010), Introduction to the International Criminal Court (Cambridge: Cambridge University Press, 2011, 4th ed.), Genocide in International Law (Cambridge: Cambridge University Press, 2nd ed., 2009) and The Abolition of the Death Penalty in International Law (Cambridge, Cambridge University Press, 2003, 3rd ed.). He has also published more than 350 articles in academic journals, principally in the field of international human rights law and international criminal law. His writings have been translated into Russian, German, Spanish, Portuguese, Chinese, Japanese, Arabic, Persian, Turkish, Nepali and Albanian.

Professor Schabas is editor-in-chief of Criminal Law Forum, the quarterly journal of the International Society for the Reform of Criminal Law.He is President of the Irish Branch of the International Law Association and chair of the International Institute for Criminal Investigation. From 2002 to 2004 he served as one of three international members of the Sierra Leone Truth and Reconciliation Commission. Professor Schabas has worked as a consultant on capital punishment for the United Nations Office of Drugs and Crime, and drafted the 2010 and 2015 reports of the Secretary-General on the status of the death penalty.

Professor Schabas was named an Officer of the Order of Canada in 2006. He was elected a member of the Royal Irish Academy in 2007. He has been awarded the Vespasian V. Pella Medal for International Criminal Justice of the Association internationale de droit pénal, and the Gold Medal in the Social Sciences of the Royal Irish Academy.

The Commission of Inquiry will hold its first hearing in Honolulu on January 16 and 17, 2018, which marks the 125th year of the United States’ invasion on the 16th, the illegal overthrow of the Hawaiian government on the 17th, and the ensuing prolonged occupation since. According to Article III of the Special Agreement to form an International Commission of Inquiry:

“The Commission is requested to determine: First, what is the function and role of the Government of the Hawaiian Kingdom in accordance with the basic norms and framework of international humanitarian law; Second, what are the duties and obligations of the Government of the Hawaiian Kingdom toward Lance Paul Larsen, and, by extension, toward all Hawaiian subjects domiciled in Hawaiian territory and abroad in accordance with the basic norms and framework of international humanitarian law; and, Third, what are the duties and obligations of the Government of the Hawaiian Kingdom toward Protected Persons who are domiciled in Hawaiian territory and those Protected Persons who are transient in accordance with the basic norms and framework of international humanitarian law.”

Law Across the Sea: Larsen v. Hawaiian Kingdom

On October 9, 2017, Dr. Keanu Sai was interviewed on a show “Law Across the Sea” hosted by Mark Shklov who is a practicing attorney. The interview centered on the Larsen v. Hawaiian Kingdom arbitration and the International Commission of Inquiry in Incidents of War Crimes in the Hawaiian Islands—The Larsen Case that stemmed from the arbitration case.

Professor D’Argent Second Commissioner Appointed

Professor Pierre D’Argent is the second of three commissioners to be appointed as a member of the International Commission of Inquiry in Incidents of War Crimes in the Hawaiian Islands—The Larsen Case that stems from the Larsen v. Hawaiian Kingdom arbitration held at the Permanent Court of Arbitration from 1999-2001. Professor D’Argent was appointed by the Provisional Government of the Hawaiian Kingdom and Dexter Kaiama, attorney for Lance Larsen, on October 8, 2017.

In these proceedings, the Provisional Government of the Hawaiian Kingdom is represented by Dr. Keanu Sai, as Agent, Professor Federico Lenzerini, Ph.D., as Deputy-Agent, and Ben Emmerson, QC, from the Matrix Chambers in London, as Counsel.

Pierre D’Argent is full professor at the University of Louvain in Belgium, where he holds the Public International Law Chair. He is also a guest professor at Leiden University in the Netherlands. He is Associate Member of the Institut de droit international and member of the Brussels Bar, acting as special counsel to Foley Hoag LLP. He specializes in advising and representing states before international courts and tribunals. He appeared as counsel before the International Court of Justice and later served the court as first secretary.

He has published extensively in matters relating to international law and has lectured in many universities around the world. He has been director of studies at The Hague Academy of International Law and has taught a specialized course at the Academy. He has contributed to the UN Audiovisual Library of International Law.

The Commission of Inquiry will hold its first hearing in Honolulu on January 16 and 17, 2018, which marks the 125th year of the United States’ invasion on the 16th, the illegal overthrow of the Hawaiian government on the 17th, and the ensuing prolonged occupation since. According to Article III of the Special Agreement to form an International Commission of Inquiry:

“The Commission is requested to determine: First, what is the function and role of the Government of the Hawaiian Kingdom in accordance with the basic norms and framework of international humanitarian law; Second, what are the duties and obligations of the Government of the Hawaiian Kingdom toward Lance Paul Larsen, and, by extension, toward all Hawaiian subjects domiciled in Hawaiian territory and abroad in accordance with the basic norms and framework of international humanitarian law; and, Third, what are the duties and obligations of the Government of the Hawaiian Kingdom toward Protected Persons who are domiciled in Hawaiian territory and those Protected Persons who are transient in accordance with the basic norms and framework of international humanitarian law.”

Professor D’Aspremont First Commissioner Appointed

Professor Jean D’Aspremont is the first of three commissioners to be appointed as a member of the International Commission of Inquiry in Incidents of War Crimes in the Hawaiian Islands—The Larsen Case that stems from the Larsen v. Hawaiian Kingdom arbitration held at the Permanent Court of Arbitration from 1999-2001. Professor D’Aspremont was appointed by the Provisional Government of the Hawaiian Kingdom and Dexter Kaiama, attorney for Lance Larsen, on October 7, 2017.

In these proceedings, the Provisional Government of the Hawaiian Kingdom is represented by Dr. Keanu Sai, as Agent, Professor Federico Lenzerini, Ph.D., as Deputy-Agent, and Ben Emmerson, QC, from the Matrix Chambers in London, as Counsel.

Jean d’Aspremont is Professor of Public International Law at the University of Manchester where he founded the Manchester International Law Centre (MILC) with Professor Iain Scobbie. He is General Editor of the Cambridge Studies in International and Comparative Law and director of the Oxford Database on International Organizations. He is a member of the Scientific Advisory Board of the European Journal of International Law. He is series editor of the Melland Schill Studies in International Law.

He used to be Editor-in-Chief of the Leiden Journal of International Law as well as series editor of the Elgar International Law Series. He was guest professor at the Geneva Academy of International Humanitarian Law and Human Rights (HEID/University of Geneva), the University of Louvain, and the University of Lille. He acted as counsel in proceedings before the International Court of Justice. Before moving to Manchester, he was Associate Professor of International Law at the University of Amsterdam and Assistant Professor of International Law at the University of Leiden. He received his LL.M. from the University of Cambridge and his Ph.D. from the University of Louvain. In 2005-06, he was a Global Research Fellow at New York University (NYU), affiliated with the Institute of International Law and Justice (IILJ).

The Commission of Inquiry will hold its first hearing in Honolulu on January 16 and 17, 2018, which marks the 125th year of the United States’ invasion on the 16th, the illegal overthrow of the Hawaiian government on the 17th, and the ensuing prolonged occupation since. According to Article III of the Special Agreement to form an International Commission of Inquiry:

“The Commission is requested to determine: First, what is the function and role of the Government of the Hawaiian Kingdom in accordance with the basic norms and framework of international humanitarian law; Second, what are the duties and obligations of the Government of the Hawaiian Kingdom toward Lance Paul Larsen, and, by extension, toward all Hawaiian subjects domiciled in Hawaiian territory and abroad in accordance with the basic norms and framework of international humanitarian law; and, Third, what are the duties and obligations of the Government of the Hawaiian Kingdom toward Protected Persons who are domiciled in Hawaiian territory and those Protected Persons who are transient in accordance with the basic norms and framework of international humanitarian law.”